and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
UNOFFICIAL TRANSLATION (SEC logo and contact information) 8 August 2014 To Managers Securities companies Asset management companies Derivatives intermediaries No. Kor Lor Tor. Kor Thor. (Wor) 23/2557
exchange; (b) containing no provisions that permit one party having the obligation to deliver goods to settle by cash or set-off with the other party in lieu of the delivery of goods ; and (c) the customary
) containing no provisions that permit one party having the obligation to deliver goods to settle by cash or set-off with the other party in lieu of the delivery of goods; and (c) the customary practice of such
of 2018, or 47.62%, due to settle loans from outsiders at the rate of 9.00% per annum and Short term bill of exchange at the rate of 7.00% per annum at the end of 2017 and no additional loan in 2018
Baht 13.76 million in the third quarter of 2017 to Baht 7.17 million in the third quarter of 2018, or 47.89%, due to settle loans from outsiders at the rate of 9.00% per annum and Short term bill of
Clearing Agency Settle Underlying Local Clearing Agency Foreign Custodian Local Custodian + , Underlying -%,+ , Underlying Settle TCR Issue TCR Investor ! TCR Q !4@A TCR Investor Local Broker Local