Bangkok, July 18, 2011 - The SEC has directed Mandarin Hotel Plc. ("MANRIN"), Chiang Mai Ram Medical Business Plc. ("CMR"), Ramkhamhaeng Hospital Plc. ("RAM"), and Sikarin Plc. ("SKR") to rectify
Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak
แรกขึ้นไป -> credit rating investment grade ขึ้นไป ไม่จำกัดอัตราส่วน (ข้อ 57 ประกาศ สน. 24/2552) company limit ≤ 35% (ข้อ 60 ประกาศ สน. 24/2552) (เฉพาะกรณีที่มี rating เป็นไปตามข้อ 1.3) เหมือนเดิม
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
revise the rules to allow a person or a group of persons to hold investment units of any retail fund not exceeding one-third of the total units sold.In case of exceeding the unit holding limit as specified
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
, 2011 and the item on the purchase of raw material with cash cheques during 2011. In this regard, the SEC directed TUCC to rectify these financial statements, cooperate and satisfy the auditor of
directed TIES to rectify its 2014 financial statements due to the auditor?s qualified opinion in relation to the construction cost reports for construction contracts not prepared in accordance with its
timeframe, not exceeding 45 days, while refrain from performing further actions as directed by the SEC. If business operators fail to submit such notification or complete the corrections within the specified
Bangkok, October 27, 2011 ? The SEC has directed Tongkah Harbour Plc. ("THL") to rectify its financial statements for Q3/2010 and for the year 2010. THL is required to record compensation for