accordance with the following criteria: (1) there shall be a user management in place to limit access for authorized users only, as follows: (a) a formal user registration process to enable assignment of
carried out in accordance with the policy, investment objective, and investment limit of each particular fund. Guidelines 3.2.1 Investment Consideration (1) Prescription of the structure, roles and duties
investment limit of each particular fund. Guidelines 3.2.1 Investment Consideration (1) Prescription of the structure, roles and duties of the investment committee. (2) Prescription of factors for investment
Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak
แรกขึ้นไป -> credit rating investment grade ขึ้นไป ไม่จำกัดอัตราส่วน (ข้อ 57 ประกาศ สน. 24/2552) company limit ≤ 35% (ข้อ 60 ประกาศ สน. 24/2552) (เฉพาะกรณีที่มี rating เป็นไปตามข้อ 1.3) เหมือนเดิม
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
Business Requirements of Access Control Objective: To limit access to information and the information processing facilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 8 An intermediary
Access Control Objective: To limit access to information and the information processing facilities . Provisions in the Notification No. Sor Thor. 37/2559 Clause 8 An intermediary shall establish a
revise the rules to allow a person or a group of persons to hold investment units of any retail fund not exceeding one-third of the total units sold.In case of exceeding the unit holding limit as specified
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code