issued ordinary shares on the SET. and 4) Undertaking any acts necessary and relevant to complete the allocation of the newly issued ordinary shares. 3 6. To propose to the Extraordinary Meeting of
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and
rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and
percent per annum starting from June 15 , 2015 until the repayment is complete. However, the Company feels that the court misinterpreted the legal issues and facts. Subsequently, on January 26, 2 0 1 8 the
overseas); and (5) Undertaking any acts necessary and relevant to complete the allocation of the newly issued ordinary shares. In allocating the newly-issued ordinary shares by any or all of the methods
documents with relevant government authorities or other agencies (whether in Thailand or overseas); and (5) Undertaking any acts necessary and relevant to complete the allocation of the newly issued ordinary