persons to hold not more than 1/3 of total investment units sold.? In case any person or group of persons hold an amount exceeding the limit is barred from making additional investments, the asset
“Investing in Women Exchanges” session under the theme “Investing in Women: A Human Rights Imperative” to shed light on how strategic investments in women can drive transformative change and propel us
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
(SDGs). It also brought to the fore investment management business operators, institutional investors and other capital market participants for an in-depth discussion on the Principles for Responsible
Bangkok, March 12, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the SEC and Association of Investment Management Companies (AIMC) discussed the policy to develop asset management
and Spending”, “Patience and Discipline for Millionaire Investments”, and “Identifying Investment Scams: Luxury Profiles, Romance Fraud, and Ponzi Schemes.” Approximately 200 students participated in
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, gave an educational lecture on "Strategies for Securities Investments: A Guide for Beginners" for
Bangkok, 28 June 2024 – The Securities and Exchange Commission (SEC) together with CFA Institute* and CFA Society Thailand develop Global ESG Disclosure Standards for Investment Products Handbook
for investments through allegedly over-the-counter trading. The public should be cautious against online investment solicitations and thoroughly verify information before investing. When in doubt, do
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during the months of March and October 2017, Nattapong, then a securities investment consultant at the