instructions from the clients.  They cannot make securities trading decisions on behalf of clients, regardless of the client's permission. In this regard, the actions of {B} and {A} were deemed as obtaining

responsible for the operation of the reporting entity?s orders or action, failure to give instructions or perform their duty, such person may also liable to the penalty under the said Acts.SEC Secretary-General

Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

and submit the key financial ratio of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give

SABUY’s failure to prepare and submit 56-1 One Report of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure

submit the financial statement for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions

submit an Interim Management Discussion and Analysis for the year 2022 (MD&A) within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or

from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 2/2024 Settlement

;s failure to prepare and submit the financial statement for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or the