interim management discussion and analysis for the year 2022 to the SET on March 15, 2024 later than the specified period. SEC Act S.56(4) Criminal Complaint Filed with an Inquiry Official Dated 12/06

Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint

Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used

Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech

report for the first half of the fiscal year 2019 and (Interim Management Discussion and Analysis to the SEC within the specified period. The public prosecutor issued a prosecution order against the

Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit (1) a financial statement for the year 2018 (2) an interim management

report for the first half of the fiscal year 2020 and (Interim Management Discussion and Analysis to the SEC within the specified period The public prosecutor issued a prosecution order against the accused

management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to

audited financial statements for Q3/2020 and an interim management discussion and analysis (MD&A) for Q3/2020 within the period specified in the notification of the Capital Market Supervisory Board as a

of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2) the interim management discussion and analysis (“MD