Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender

case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender together with the others. The

is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender together with the others. The

public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.199 in conjunction with 56(3

. SEC Act S.243(1) in conjunction with 244 and 243(2) in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 09/09/2014

An unknown person From July 21 and August 20, 2007, Another unknown person person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts colluded or agreed with Mr

Act S.243(1) in conjunction with 244 and 243(2) in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 09/09/2014

advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992

, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90

person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289