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Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

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Prudent risk management is key to overcoming business challenges in 2011

Bangkok, December 24, 2010 ? Positive outlook lies ahead for emerging markets as capital inflows are expected to continue next year, but financial institutions and business sectors should adopt

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3415

SEC files criminal complaint against 3 alleged offenders for operating unlicensed securities business

Jordan or Eric Jack Jordan as PPI director and personal capacity and (3) Gary Bradford for jointly operating securities business without license. The SEC received a complaint from a foreign investor

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6002

รายงานผลการขาย IPO - SAFE : บริษัท เซฟ เฟอร์ทิลิตี้ กรุ๊ป จำกัด (มหาชน)

ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 20/10/2566 | วันที่ปิดการขาย : 27/10/2566

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=t&ref_id=74&content_id=1

คำเสนอซื้อ - SAFE-O : บริษัท ประกันคุ้มภัย จำกัด (มหาชน)

ผู้ทำคำเสนอซื้อ : บริษัท เอ็นเอชซีที จำกัด | วันที่ยื่นแบบประกาศเจตนา : 20/02/2549

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/resultTOc.php?language=T&comp_id=0020

คำเสนอซื้อ - SAFE-O : บริษัท ประกันคุ้มภัย จำกัด (มหาชน)

ผู้ทำคำเสนอซื้อ : บริษัท เอ็นเอชซีที จำกัด | วันที่ยื่นแบบประกาศเจตนา : 05/08/2551

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/resultTOc.php?language=T&comp_id=0020

SEC signs MoU with Faculty of Law, Chulalongkorn University to provide training courses on business and human rights for business sector in capital market and develop personal information protection

. “Moreover, SEC is well aware that, in rendering services, business operators in capital market inevitably need to access personal data of customers. The business sectors in capital market, especially the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8798

SEC holds meeting with a working group on developing the 2nd training course of “Business and Human Rights for the Business Sector in the Capital Market” and approves a training course

gather information regarding business practices under the framework of UNGPs and to prepare guidelines for listed companies on how to disclose business and human rights information in a single report

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8792

SEC public hearing on draft amendments to the reporting rules and reporting forms of securities and derivatives business operators

revise the client asset and transaction reports for business operators, requiring detailed data broken down by each individual client and each security. Business operators would be required to submit

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10810

SEC instructs IFEC to immediately convene shareholders meeting after Business Development Department affirmes the company only has three directors

Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8194