Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
Online Submission CA - Download Forms / Manuals Derivatives Advisor Licensed Derivatives Advisor | Registered Derivatives Advisor | Licensed Derivatives Advisor (Individual) Company Name Head Office Data
แบบคำขอรับความเห็นชอบให้บริการ Wealth Advisor
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
e-service Online Submission Derivatives Advisor Licensed Derivatives Advisor | Registered Derivatives Advisor | Licensed Derivatives Advisor (Individual) Company Name Head Office 1. KASIKORN
Special Extension for Approved Status of Auditor, Financial Advisor and Compliance