The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application supporting documents within 90 days from the date of filing the application with SEC, and (2) inspecti...
increase via private placement (PP) to become ineffective until the SEC shall order otherwise. This follows POLAR?s announcement concerning (1) additional agenda of Extraordinary General Meeting (EGM) No.1
Following the initial launch earlier this year, the ESG Product Platform in its second phase features extensive coverage and details related to sustainability-themed financial products, especially SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Pro...
Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to extension to the time frame of readiness preparation for business commencement in case of necessity. In addition, the regulations governing key aspects of digital asset business operation would be amended. For example, data storage system, management system and custody of client assets. This is to pr...
increase as agreed, which might lead to the company’s business downsizing or termination, the Securities and Exchange Commission (SEC) has, on the same day, notified Zipmex, in writing, to provide
Mathematics and Statistics, Faculty of Science and Technology, Thammasat University, on their study visit to the SEC. This visit featured a knowledge-sharing session titled “Financial & Investment Active
, Silpakorn University, Phetchaburi IT Campus, in the occasion of their study visit on the overview of the digital assets market in Thailand, the characteristics and risks of digital assets, and regulatory
The Securities and Exchange Commission (SEC), led by Mr. Wiboon Phatrapiboon, Assistant Secretary-General, welcomed executives and officers from the Office of Insurance Commission (OIC) to a knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control s...
their study tour and attending a knowledge sharing session on "SEC Digital Technology Management," which can be applied to enhance work efficiency and support innovations in the workplace. This event
The Securities and Exchange Commission, Thailand (SEC), organized a study visit for the Securities Commission Malaysia (SC Malaysia), led by Dato’ Mohammad Faiz Azmi, Chairman, along with senior