fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including
of mutual fund or private fund management, or derivatives investment management company. “ fund ” means mutual fund and private fund. “ investor ” means any person interested in investing in capital
person having the following characteristics if such person or other persons controllable by such person will be involved in the management of the trust. In the case where such person is a company whose
management company or connected persons. In this regard, the connected persons refer to the following persons: (c.1) Any person who is not a central government organization, a provincial government
of fund management business shall be prescribed in writing and the person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of
juristic person or business in which the person has power of management or the operators under his supervision from any act or omission of act which violates or is in contrary to the law governing securities
the Company; (7) The Company has duly appointed one person nominated by PLANB as a director of the Company; (8) The Company shall have procured that Clause 3.2 (Renewal) of the Agreement in respect of
of total paid-up shares of the Company as of 4 August 23, 2019, holds 18.80 percent of total paid-up shares of PLANB as of August 29, 2019, resulting in PLANB being a connected person of the Company
the units sold to major investor on the exchange; 2. the management company or the registrar shall not register the unit transfer in 1. made to any person other than a major investor unless the units