this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission
Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious
such juristic person or the non-juristic group of persons assume the responsibility to the completeness and accuracy of the information in the case where such juristic person or the non-juristic group of
group of persons assume the responsibility to the completeness and accuracy of the information in the case where such juristic person or the non-juristic group of persons has the duty to submit
mentioned above. The company may send a summoning notice for the Board of Directors’ meeting including its related documents by an electronic mail. In this regard, the person who is charged with arranging the
; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to specify under Clause 18 (1) of
the appendix attached herein; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to
. In case of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a
Exchange Act, B.E. 2535 (1992) and Section 133 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999) which contain certain provisions in