take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and
Market Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “ derivatives broker ” means a person
Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to
which has been increased in number recently. (2) Any person has an increase or decrease in number of related juristic person* or concert party**, which results in an increase or decrease of securities
Business Quarter 4/2024 5 Approval of independent professionals Quarter 4/2024 6 Number of active personnel in securities and derivatives businesses 2024 Service Licensed / Registered Person Search for
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
in rating mutual fund ; (7) investment advisory company shall not proceed the mutual fund rating if the company, director, manager, department director or person with power of management involves in or
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory