of minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the
100,000 baht to earn 5 percent return in six months and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expires. Such aforesaid
of 100,000 baht to earn 5 percent return in six months and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expires. Such
, Bitazza's advertisement review process was inadequate. As a result, advertisements published during this period contained contents that could encourage or imply guaranteed returns from investments in
retirement mutual fund and long-term equity fund that urge investors to make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private
make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private fund with the same investment policy, the securities company must
retirement mutual fund and long-term equity fund that urge investors to make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private
its custody are secured and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records
custody of assets of clients, a derivatives broker shall put in place systems as well as rules or procedures for custody of assets of clients to ensure that the client assets under its custody are secured
custody of assets of clients, a derivatives broker shall put in place systems as well as rules or procedures for custody of assets of clients to ensure that the client assets under its custody are secured