Bangkok, February 19, 2015 ? The SEC lifts up mutual fund rules to allow investment in derivatives and structured notes (SN) in line with international standards.Vorapol Socatiyanurak, SEC Secretary
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
Asian Insulators Public Company Limited No. 254 Seri Thai Road, Kannayao, Bangkok, passed to approve the Company issuing the Promissory Note to the related-company and person not exceeding 10 notes of the
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
www.ucity.co.th Ref. No. U.SET 022/2017 November 16, 2017 Subject : Disposal of shares in a subsidiary and assignment of claim on its promissory notes To : The President The Stock Exchange of Thailand U City Public
from 2019. The revision of TFAC will render effects on preparation of the financial statements, in particular the report of financial transactions and the disclosure of information in notes to
ลักษณะเป็น Plain Vanilla Coupon Bond แต่ตราสารดังกล่าวใช้ชื่อว่า Structured Notes ที่ออกภายใต้ Structured Note Program เนื่องจากธนาคารได้ขออนุญาต
Quarter Ended 31 March, 2018 Page 1 (Translation) 1. Significant events of the 1 st quarter of 2018 1.1 The Repurchase of Existing Notes and the issuance and Offering of Newly-Issued Notes On March 27, 2018
, investors should contact the compliance unit without delay._______________________ Notes: * Pursuant to Clause 23(2) and Clause 23(1) and the prohibited characteristics of personnel in the capital market
consent in writing. Clause 7. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued by finance company or