14 October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which was harmful to multiple clients and caused them great damages

development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated

state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also

on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule, which requires short selling prices to exceed the latest trading price. This requirement will remain in

informed to the Audit Committee and the auditor to explain the facts and related actions regarding this issue. SEC requires the actions of the Audit Committee to ensure that SPRC has measures to improve

Bangkok, May 26, 2014 ? The SEC requires an application and information disclosure for offshore offering of convertible debentures (CD) be jointly prepared by CD issuer and SEC-approved financial

rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards.  The revision requires that locally-based CRAs

services to investors continuously and clients’ digital assets are securely safeguarded.   The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle

listed company requires different identification documents from the shareholders at the AGM, especially those who are foreign juristic persons. For example, some companies may require a certificate from a

audit committee on internal audit report 27/04/2015 AI ENERGY PUBLIC COMPANY LIMITED SEC requires AIE to make clarification and notifies AIE and AI to cooperate with auditors Form 56-1 : Annual