, Bangkok 10330 Tel. 66 2 654 3344 Fax. 66 2 654 3323 Corrective actions and controls are in place to mitigate rising labor costs and improve forecasting and purchasing practices. Selling and administrative
instruct such person to take corrective action, or act or omit from any act to comply with this Notification. Clause 35 The derivatives broker shall procure information or documentation relating to the
broker to comply with this Notification, or has inappropriate behaviors while acting as derivatives broker, the SEC Office may instruct such person to take corrective action, or act or omit from any act to
352 million Baht. This was due to a challenging US retail environment of higher food costs, changing product mix and supplier issues. Corrective actions and controls are in place to improve forecasting
. a large number of redemption due to panic or the issuer unable to pay the principal and the interest within the prescribed period. Such practices should be reviewed and tested. (6) Having corrective
Translation) (6) Having corrective measures when an error is found and preventative measures to prevent the reoccurrence of such error. 3.3 Back Office Supporting System 3.3.1 Establishment of Funds and
for suspension of agent and broker license or other corrective action (in addition to license revocation). KBank has studied these regulations and established our operational policies in accordance with
) เพ่ือสืบหาข้อผิดพลาด ที่เกิดขึ้นแล้ว เช่น การมีระบบการตรวจสอบการปฏิบัติงานอย่างสม่ าเสมอ (3) การควบคุมแบบแก้ไข (Corrective Control) เพ่ือแกไ้ขข้อผิดพลาดที่เกิดข้ึนแล้ว หรือหาวิธีการแก้ไขข้อผิดพลาดเพ่ือไม่