, in case of securities companies, those who operate in the securities brokerage, dealing or underwriting of debt securities and Sukuk to register as a bondholders’ representative; (2) To
consider the following matters: (1) approving the use of the bondholder register closing date for interest payment purposes as the closing date for convening the Bondholders’ Meeting No. 1/2025, and
business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
. Development of Mobile App ?start-to-invest,? an application disseminating knowledge about investment on iphone and ipad with user-friendly and comprehensive features was thus initiated by the SEC. App start-to
-making. It also offers an inflation-adjusted investment formula for reasonable results and furnishes a business operator quick contact. The user-friendly financial application simplifies the investment as
-making. It also offers an inflation-adjusted investment formula for reasonable results and furnishes a business operator quick contact. The user-friendly financial application simplifies the investment as
” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and Exchange Commission as
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities