following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
CSL outstanding shares. Following the acquisition, AIS will have greater capability to serve increasing business demand for digital solutions e.g. Cloud, business solutions, and managed services in the
remains firmly committed to strengthening organizational governance, promoting transparency, and ensuring corruption‑free operations, while enhancing the efficiency of its operations and service delivery
Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses
business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and
which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
ประธานกรรมการ สภาธุรกิจตลาดทุนไทย เพื่อหารือนโยบายและแนวทางในการขับเคลื่อนตลาดทุนไทยร่วมกัน ได้แก่ การส่งเสริมการลงทุนในกองทุนรวมไทยเพื่อความยั่งยืน (Thai ESG), การส่งเสริมการนำ Free Float Adjusted Index
Thai ESG funds, encouraging the adoption of Free Float Adjusted Index, and preparing measures to address the issue of mule accounts related to the capital market and investor scams. Additionally, the
received the full 100 points, the same as last year. The SEC has committed a plan to ensure good governance, transparency, and corruption-free operation, and to enhance the efficiency of operations and