Exchange Commission hereby issues the following regulations: Clause 1. Any person who wishes to apply for a license for undertaking securities business pursuant to the Ministerial Regulation Concerning
Concerning Granting of Approval for Undertaking Securities Business B.E.2551 (2008) __________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities
information he had obtained by virtue of his positions to sell SLC shares and for imparting a false statement with the intention to mislead any person concerning facts sensitive to the SLC share price
, the SEC Office hereby issues the following regulations: Clause 1. This Notification shall come into force as from 16 September 2011. Clause 2. This Notification shall be applicable to the following
Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) _________________ By virtue of Section 14 of the Securities and Exchange Act B.E 2535 (1992) as amended by the Securities
Securities and Exchange Commission No. KorKhor. 10/2551 Re: Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of