Following the earlier public hearing in late March, most business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a draft regulation
supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors
securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For
employees. The revision aims at encouraging employees to save more, save longer, and save smart, to enjoy better quality of life after retirement.The proposed amendments would require that asset management
exchange , the intermediary shall comply with the following requirements: (a) accept trading orders of capital market products only at the intermediary ’s temporary office; (b) require clients to send
Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the Office of the Securities and Exchange Commission hereby issues the following regulations
other debt securities with foreign risks. The proposed amendments contain the following key points: (1) To require an issue credit rating on the bonds by an international CRA** and the credit
conducting this public hearing on the proposed amendments, which would require funding portals to undertake the following key measures: (1) To prepare and submit the annual audited financial
amendments contain the following provisions: 1. Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the opinion of an independent