to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the proposal. The SEC has therefore issued the relevant regulations, with the essential points as follow...
region of Thailand). The donation was presented by Mr. Thaneadpon Thanaboonyawat, Secretary to the Minister of Social Development and Human Security, at the Vieng Ping Children's Home in Chiang Mai
The Securities and Exchange Commission (SEC), represented by the Organization Transformation and Data Management and Analytics Department, welcomed officials from the Office of the Administrative Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior professional level. During the visit, the officials participated in a knowledge-sharing session...
Greater Mekong Region, leading by Dr. Marc Faber, Managing Director Marc Faber Limited and editor of the Gloom, Boom & Doom Report who has been a notable economist for his accurate predictions on various
accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperation, boost audit quality in the region while enhance reliability of financial reports of companies in ASEAN
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management