/9692p.xlsx QAQR-02.xlsx that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2
audit firms in the capital market to disclose firm inspection reports on SEC website SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
firm. ** An audit firm that has passed an inspection of the SEC has an audit quality control system in line with professional standards and sufficient personnel
inspection Has your firm been inspected quality control systems by the audit oversight authority? Yes No If yes, please provide us the latest results of the inspection 4. Audit Experience Have you ever
the website of the SEC Office: (a) certifying that such audit firm has a audit quality control system under Clause 11(1) and giving consent for an inspection by a representative of the SEC Office; (b
) test of control) disclosure checklist) EQCR technical committee 3.6 (Monitoring) - 5 - 4 1 39/2553 23 2553 ISQC 1 1. (Leadership Responsibilities for Quality within the Firm) 2. (Relevant Ethical
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
(if any) Issued by Governmental Agency Photocopy: 0 copy Remark: Sign by the leader and the authorized signatory of the audit firm. 6) Result of Working Paper and the Audit Quality Control System