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former Director Miss Krishavan Chuecharoenchai, who were responsible for ETL’s operations and had signed the power of attorney authorizing submission of these documents for SEC consideration. Therefore

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12061

SEC files a criminal complaint against six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO

Criminal Code, as the case may be. Furthermore, the submission of false documents and information to the competent official of the SEC and the deceit to the auditor is liable to be in violation of Section

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11178

SEC files a complaint against IFEC former director for performing duties dishonestly and instructs IFEC directors to solve company problems urgently

trading were not subject to forced selling. As a result, Wichai could remain an IFEC shareholder and exercise the voting right to select company directors at three shareholders? meetings in 2017. Wichai's

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6958

SEC files a criminal complaint against former director and CEO of Zipmex for making false statements or concealing facts that should have been disclosed to the public

the SEC’s examination, is considered an offense of making false entries or omitting material statements in the accounts or documents of, or related to, a juristic person. This constitutes a violation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10544

SEC cooperates with DSI in the investigation of EARTH coal mining cases and files a criminal complaint against EARTH and its three responsible directors

assets of EARTH Group of Companies at the approximate total value of 24 billion baht. However, EARTH failed to submit documents or reports in accordance with the SEC’s order. In addition to the violation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7911

SEC files criminal complaint against GISP Ltd. together with its executive and Navista Global Markets Ltd. for operating unlicensed derivatives business

agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4711

SEC files criminal complaint against unlicensed businesses

Bangkok, April 9, 2014 ? At the Economic Crime Division of the Royal Thai Police (ECD Police) today, the SEC filed a criminal complaint against unlicensed derivatives and securities business operators and related persons as follows: (1) Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) and Matthew Christensen for operating unlicensed derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5351

Investor Alert : First Select Asia Limited

First Select Asia Limited : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2019)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=025&CaseYY=2562