phone, the investment consultant must keep complete record of those orders as evidence for examination and source of orders. In this regard, the SEC urges the clients not to assign the investment
given rating scale applies. 1.7 Credit ratings should be assigned by the CRA as an entity (not by an analyst or other employee of the CRA). 1.8 A CRA should assign analysts who, individually or
fee, multiple tenant leases, explain whether there is concentration of lessees and average term of lease agreement, lease rate, average lease fee rate or lease rate by specify minimum and maximum rate
CRA). 1.8 A CRA should assign analysts who, individually or collectively (particularly where credit rating committees are used), have appropriate knowledge and experience for assessing the
. Audit Committee’s………………. 9. Audit Committee's Opinion - Regarding to the above connected transaction, Audit Committee has agreed that it is reasonable to assign MTC to manage this amount of money as they
duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to contact, solicit or advise their customers, the Office expects the
performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to contact, solicit or advise their customers, the Office
will not only benefit investor contacts in their performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to
emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide https://www.sec.or.th/EN/Pages