information whereby it will not cause an excessive burden.In addition, SEC considers to issue regulations on the proxy solicitation under Section 89/28 of the Securities and Exchange Act B.E. 2535 (1992
guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense. The consultation paper
’ specific business model under more reasonable costs and without excessive burdens on business operators. Providing more license types also promotes business development and competition in the capital market
supervisory rules that could impose excessive burdens on auditors. This regulatory revision would therefore attract sufficient qualified auditors into the capital market to serve the increasing number of listed
, embezzlement and permission to prepare inaccurate accounts, which caused the GL financial statements to show an excessive amount of US54 million dollars in the loan transactions and thus the exaggerated interest
) at the Stock Exchange of Thailand (SET) on Ratchadapisek Road. The participants explored the evolution and development of the Stock Exchange and engaged in simulated securities trading to deepen their
Ms. Jittikarn Wongkampoo, Director of Corporate Communication Department, the Securities and Exchange Commission (SEC), engaged in a discussion on “Strengthening Collaboration against Scams for a
companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
”), and Ms. Pim-uma Jakrajutatip, while serving as Executive Director and Deputy Managing Director of Content at JKN, jointly instructed or engaged in the creation of fictitious creditor and debtor entries
Ms. Pim-uma Jakrajutatip, while serving as Executive Director and Deputy Managing Director of Content at JKN, jointly instructed or engaged in the creation of fictitious creditor and debtor entries