Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The
The SEC held a group meeting with nine organizations to integrate collaboration to prevent and suppress digital asset-related frauds and promote investor education regarding digital asset
seeking approval of investment analysts to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be
of the Securities and Exchange Commission No. SorNor. 1/2554 Re: Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF By virtue of
papers, sharing expertise and enforcement collaboration. The cooperation will not contravene public interest and will be in accordance with laws and regulations under the supervision of each organization
workshop to exchange information on cyber scams as well as identification and examination of crypto nominee accounts for representatives from public and private sectors. On this occasion, Ms. Jomkwan
“Navigating the Digital Asset Landscape: Development and Supervision of Digital Assets in the Region.” The event was organized by the Securities and Exchange Regulator of Cambodia (SERC) in collaboration with
. Niwatthai Kasemmongkol (third right), NACC Secretary-General, and Mr. Surapong Inthavorn (second right), NACC Deputy Secretary-General, gave a warm reception on this occasion. In collaboration with this
on international capital market collaboration, at the SEC Office on 9 July 2019.
(SOE) listed on the Stock Exchange of Thailand (SET) in compliance with international audit standards which have become effective this year. This collaboration is supported by the World Bank who renders