investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause
ความเห็นชอบรอบปัจจุบัน 21/01/2564 - 20/01/2569) รายชื่อผู้ควบคุมการปฏิบัติงานที่ได้รับความเห็นชอบจากสำนักงานคณะกรรมการ ก.ล.ต. ณ วันที {{currentTime}} List of Supervisor approved by Office of the SEC As
มีแนวคิดในการรองรับหลักเรื่องกรรมสิทธิ์โดยกฎหมาย (Legal ownership ) และกรรมสิทธิ์โดยธรรม (Equitable ownership ) ซึ่งสะท้อนไว้ในบทนิยามคำ https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act
disputes, (2) policy and arrangements of the company to reveal its concerns with impacts on society, the environment and relevant parties; such as equitable treatment of employees and consumer
disputes, (2) policy and arrangements? of the company to reveal its concerns with impacts on society, the environment and relevant parties; such as equitable treatment of employees and consumer
disputes, (2) policy and arrangements of the company to reveal its concerns with impacts on society, the environment and relevant parties; such as equitable treatment of employees and consumer responsibility
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
Miss Tongjai Jidjaroonsawat During October 2019, Miss Tongjai Jidjaroonsawat while being a Vice Accounting Supervisor of Hwa Fong Rubber (Thailand) Public Company Limited (HFT), knew or possessed the
suggestions from securities firms of varying sizes and business natures to ensure fair and equitable representation of all stakeholders including securities firms throughout the value chain. We believe that
of the increase or decrease in the number of investment units. “Scheme” means an open-end fund management scheme. “Fund supervisor” means the fund supervisor of an open-end fund. “Office” means the