“Yes”, please state the AUM as at the latest practicable date ________________________________________________________________________ 8) Please provide the investment objective/policy of the NRI CIS
securities. If the rights of the debt security holders will be subordinated to other security holders or creditors, identify, as of the most recent practicable date, the aggregate amount of outstanding
operational approach understandable and practicable on what, when and where to work. 5.2 Methods and channels to communicate among relevant persons either inside or outside companies Companies shall determine
communication and rehearsal of understanding on duties to perform, as well as specify in details of operational approach understandable and practicable on what, when and where to work. 5.2 Methods and channels to
practicable date, the aggregate amount of outstanding indebtedness that is senior to the subordinated debt securities. Also, disclose whether there is any limitation on the creation of additional senior
practicable to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing
within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable to employees of the securities company
indicate that it is acting as a business unit within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable
resuming activities • Implement a ‘Work from Home’ policy and put in place IT infrastructure to support working from home where practicable • Ensure that a robust communication strategy is in place to
taking steps towards resuming activities • Implement a ‘Work from Home’ policy and put in place IT infrastructure to support working from home where practicable • Ensure that a robust communication