credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human
จัดงาน การสัมมนาในครั้งนี้มีวัตถุประสงค์เพื่อสร้างความรู้ความเข้าใจและระดมความคิดเห็นเกี่ยวกับการนำกระบวนการตรวจสอบสถานะขององค์กรด้านการเคารพสิทธิมนุษยชนอย่างรอบด้าน (Human Rights Due Diligence : HRDD
Due Diligence : HRDD) ที่เหมาะสมกับแนวทางปฏิบัติของภาคธุรกิจ และเพื่อนำมาเป็นข้อมูลประกอบการจัดทำเครื่องมือ เพื่อช่วยส่งเสริมให้ภาคเอกชนดำเนินธุรกิจด้วยความเคารพสิทธิมนุษยชนตามหลักการชี้แนะขององค์การ
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
Mr. Cholnatee Sopak Mr. Cholnatee Sopak, at the time of the incident serving as Assistant Managing Director of the Bondholders’ Representative Division and the person responsible for overseeing the
managing private assets of any persons or groups of persons (private trust), nor does it aim to evade compliance with any relevant laws. Key products for GIT investment in environmental projects are: (1