accrued income in the financial statements for the year 2015 and 2016 and resulting in her expressing an inaccurate audit opinion on the said financial statements. Due to her deficiencies, the SEC has

auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside

: Allowing business operators – also engaged in digital asset businesses and unable to maintain net capital due to rapid increases in the value of digital assets in custody or the trading volume of digital

Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated

competitiveness of Thai capital market and will continue to implement projects agreed in the first quarter, aiming at achieving best results in a timely manner. We support listed companies, reduce redundancy as

The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However

Following a public hearing on the proposal to amend the capital adequacy requirements for business operators to ensure that they have sufficient capital to address business risk and maintain

Code to the business operation (the apply-or-explain approach).  If, after due consideration, the board views that it is not yet an appropriate time to adopt the CG Code, an explanation or an alternative

The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide

Minister Uttama Savanayana recaptured the national policy on capital market roles and expectations of good governance and sustainable competitiveness of capital market organizations for the audience of