futures trading agent. The company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com to
related numerous documents and information. The SEC granted a 30-day extension ending 8 March 2017. KC must also disclose the amended financial statements and the results of the special audit via the SET
operations of JKN at the time of the incident. He failed to issue orders or take actions that were his duty to perform in the case where JKN, as a listed company, was obligated to disclose documents or
violators of the SEA.{A}'s actions were considered as serious performance deficiency by willfully imparting false statement and concealing information which should have been stated in the documents filed with
statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.
necessary documents and information in relation to the Extraordinary General Meeting of Shareholders No. 1/2019, the Company may not be capable of preparing the said documents and information completely
Company dated 4 January 2000 shall be repealed and replaced by the following texts: “ Clause 16 Securities companies must maintain information and documents related to the custody of clients’ assets not
Limited (the “Investment in KPN Academy”) is a significant transaction to the Company to which there are a number of information and documents related. The Company therefore requires more time to prepare
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com