Insurance Company/ Finance Institution Established Under Specific Law Particulars For the SEC Officer □ 1. Supporting documents for consideration under Clause 4 (1) : □ (1) Certificate from the organization
Custodian In which an Applicant is CB/ FC/ FSC/ SC/ Life Insurance Company/ Finance Institution Established Under Specific Law Particulars For the SEC Officer □ 1. Supporting documents for consideration under
(DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of
the mutual fund’s accounts and related documents certified by the management company, and arrange for the fund supervisor to deliver the mutual fund’s accounts and related documents to the liquidator
the mutual fund’s accounts and related documents certified by the management company, and arrange for the fund supervisor to deliver 2 the mutual fund’s accounts and related documents to the liquidator
SEC Search Search From : Home > Search > Search Results search: Sitemap About SEC ( 1 ) Strategic Plan ( 1 ) Documents Any Documents Adobe PDF ( 42 ) http://172.19.1.196:8983/solr/secweb/select?q
perform duty, manager of securities company shall perform duty as the person responsible for the operation of such branch office. Securities company shall maintain evidence documents relating to operation
expected to be complete within Q3/2017. In Q2/2017 the company has submitted documents to get a permission to build a new non-hazardous waste landfill. The company expects to start the landfill construction
without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause 9 and Clause 10 for a minimum period of two years from the preparation date thereof