Court ruled against the accused for violating Section 56, Section 274 paragraph 1, and Section 300 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the
. Takenori Adachi None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major
. Takenori Adachi None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major
None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major shareholders None
Company overall. (11) Opinion of the Audit Committee and/or Company’s Directors that is different than the opinion of the Board of Directors : None (12) Opinion of the Independent Expert : None (13
committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director
.com In case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
as manage portfolios suitable for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been
(including principal and interest) Interest Rate Market interest rate on the transaction date Tenor of the B/E Within 6 months Interest payment date One time pay back at the maturity date Early Redemption None