) clients’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of
’ relationships of trust An intermediary shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3
shall take reasonable care to ensure the suitability of its advice and discretionary decisions for any client who is entitled to rely upon its judgment of such services; 3 (12) clients’ asset An
ธุรกิจนายหนา้ซ้ือขายหลกัทรัพย ์ 4 Discre a/c (discretionary account) หมายถึง ใบอนุญาตประกอบธุรกิจการใหบ้ริการซ้ือขายผลิตภณัฑใ์นตลาดทุนโดยลูกคา้ ยนิยอมใหต้ดัสินใจแทนในขอบเขตท่ีจ ากดั 5 IA หมายถึง ใบอนุญาต
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
of Baht 315,000 per month from the Company. Total monthly remuneration for 1 year will be Baht 3.78 million. In addition, the Company may consider giving her a discretionary bonus. The transaction size
partial tender offer of the business under Chapter 5 of the SEC Notification No. ThorJor. 12/2554. 1 In case of shares, regardless of class or issue, the total number of outstanding securities = ordinary
already received the payments from the purchaser for the outstanding amount. For the three-month period financial statement ended June 30, 2017, the Company recorded lower Finance cost than the Finance cost
for the outstanding amount. For the three-month period financial statement ended September 30, 2017, the Company recorded lower Finance cost than the Finance cost in the same period ended September 30