purchased SO shares on May 17, 2022. In this regard, Miss Kanthima has the duty to prepare and disclose a report regarding her holding securities and the chances to such holding [From 59] within November 22
Miss Sutida Mongkolsuthree Miss Sutida Mongkolsuthree, Director of the Next Capital Public Company Limited [“NCAP”], has the duty to prepare and disclose a report regarding her holding securities
shares on June 7, 2022. In this regard, Miss Hathaichanok has the duty to prepare and disclose a report regarding her holding securities and the chances to such holding [From 59] within June 10, 2022
Mr. Narin Usanawarong Mr. Narin Usanawarong, as the director responsible for the operation of SS National Logistic Company Limited (SSNL) shall be liable for SSNL’s failure to disclose the
. Check and balance system. By appointing a person who will monitor and inspect for the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the
than the objectives provided in 1 and 2 shall be approved by the authorized person (such as compliance). (Translation) 3. Check and balance system. By appointing a person who will monitor and inspect for
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
The derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law
derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code