business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
increased by the same direction of the revenue. The sales expenses amount 32.84 million baht in Quarter 1/2019 compared to Quarter 1/2018 amount 31.52 million baht or increase by 1.32 million baht (4.19%) and
decreased by the same direction of the revenue. The sales expenses amount 31.52 million baht in Quarter 1/2018 compared to Quarter 1/2017 amount 35.55 million baht or decrease by 4.03 million baht (-11.34
services were increased by the same direction of the revenue. The reason is the emergency case in March. The sales expenses amount 35.49 million baht in Quarter 1/2020 compared to Quarter 1/2019 amount 32.84
IOSCO members shared perspectives and operating guidelines on critical issues. These included sustainable finance in accordance with disclosure standards, consistent and comparable perspectives and
regarding director appointments to remove legal restrictions and allow the company to resume business.The critical issues to be considered at the meeting are crutial to the company's ability to resume normal
practical experience on AI governance frameworks, AI risk assessment, the design of appropriate control frameworks, as well as the critical role of second line of defense personnel in assessing risks related
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity