example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
scope of every five percent report to cover financial instruments issued by others, which entitles the holder to convert or demand delivery of securities issued by listed company, e.g., derivative warrant
decrease in interest income from bond investment and interest income on margin loans. 1.4 Gains (losses) and return on financial instruments The Company’s losses and return on financial instruments in first
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private
next decade, such as volatility of capital flows, direction of the new rules and standards in connection with extraterritorial issues, world financial and economic connectivity with more intensified
loans by increasing the write-off of non-performing loans and the direction of rising household debt. 2. IFRS 9: Financial instruments in which the Company involved in financial business must comply. With
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companies; (2) developing sustainable financial instruments as additional options for fundraising and investment; (3) strengthening the role of investors and advancing sustainable investment to mitigate