accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond

Bangkok, May 2, 2012 ? The SEC has directed Singha Paratech Plc. ("SINGHA") to rectify its financial statement for the year 2010 due to the scope of audit limitation imposed by the company?s

not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to

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. However, Mr. Suphanan failed to perform his duty as directed and submitted a clarification letter to the SEC. The SEC considered his explanation inadmissible. The SEC has viewed that Mr. Suphanan’s

Bangkok, August 23, 2011 - The SEC has directed Yarnapund Plc. ("YNP") to rectify its financial statements for Q3/2010 and for the year 2010. The Company is required to submit to the SEC and publicly

Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009.  In this respect, NIPPON is required to submit to the SEC

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The

providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness