In this Notification: "derivatives dealer" means a person holding a license to undertake a derivatives business in the category of derivatives dealer; "institutional investor" means an institutional
Bangkok, May 22, 2012 ? The SEC extended the submission period of Professional Waste Technology Plc. ("PRO") financial statements for 2011 and Q1/2012 to May 31, 2012. Previously, the SEC directed
Bangkok, July 18, 2011 - The SEC has directed Mandarin Hotel Plc. ("MANRIN"), Chiang Mai Ram Medical Business Plc. ("CMR"), Ramkhamhaeng Hospital Plc. ("RAM"), and Sikarin Plc. ("SKR") to rectify
. KorThor. 12/2553 Re: Determination of Undertaking not Deemed as a Derivatives Dealer By virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003) which contains certain provisions relating
Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19
Commission No. KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of
/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of Section 16 of the
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Derivatives Dealer >> การป้องกันการฟอกเงิน ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1. หนังสือเวียน ที่ ธ.(ว) 23/2545
, 2011 and the item on the purchase of raw material with cash cheques during 2011. In this regard, the SEC directed TUCC to rectify these financial statements, cooperate and satisfy the auditor of