and combat mule accounts and investment scams, as outlined below.         1. Strengthening Know Your Customer (KYC) and Customer Due Diligence (CDD) for Securities Companies: The SEC will enhance

mule accounts, enhancing the security of public financial transactions and improving the effectiveness of combating online scams. Both laws will take effect upon their publication in the Government

welcome to send comments or suggestions to www.sec.or.th or e-mail: insec@sec.or.th. The public hearing ends on 23 March 2020.  __________________________* Excluding the opening of trading accounts

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch,  for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

Determination of an Additional Type of Securities

Determination of Fees for Undertaking Business of Licensed Derivatives Exchange

Determination of Undertaking not Deemed as a Derivatives Dealer

Determination of Characteristics of Bills Deemed as Securities (No. 2)

Determination of Additional Types of Securities (No. 8)