Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
money market funds was 240 billion baht, or 3% of savings deposit. In the future the Deposit Protection Agency would reduce the maximum insured amount of bank deposit to only 1 million baht. Hence, money
liquidity for derivatives trading in derivatives exchange; (4) “ initial margin ” means the minimum amount of assets which a client shall deposit to secure the performance of derivatives when entering a
” means the minimum amount of assets which a client shall deposit to secure the performance of derivatives when entering a derivatives position; (5) “maintenance margin” means the minimum amount of assets
assets ” means total sum of the following assets: (a) cash and bank deposit; (b) securities purchased under reverse repurchase agreement with accrued interests; (c) promissory notes and bill of exchange
” means total sum of the following assets: (a) cash and bank deposit; (b) securities purchased under reverse repurchase agreement with accrued interests; 2 (c) promissory notes and bill of exchange issued
: (a) cash and bank deposit; (b) securities purchased under reverse repurchase agreement with accrued interests; 2 (c) promissory notes and bill of exchange issued by financial institution under the law
เข้าใจเกี่ยวกับ basic asset allocation ซึ่งจะมีผล https://publish.sec.or.th/nrs/6189p.doc Translation company, the company shall maintain either collateral or liquid asset or both with adequate value as
clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests. Due to its failure to