authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
, which was due on 17 April 2018. EARTH is now required to clarify and publicly disclose the information within 60 days after the bankruptcy court grants a permission for the plan preparer to assess the
. Resolved to propose the Shareholders’ Meeting to consider and approve the decrease of the Company registered capital and the amendment of clause 4 of the Company’s Memorandum of Association regarding
. Resolved to propose the Shareholders’ Meeting to consider and approve the decrease of the Company registered capital and the amendment of clause 4 of the Company’s Memorandum of Association regarding
million compare with performance for the prior year appear as comprehensive operating net Profit of the Company THB 122.62 million, decrease in Profit from the prior year THB 118.61 million, due to the
a permission from the Office of the Securities and Exchange Commission (the “SEC Office”) prior to the said offering. Furthermore, the debt to equity conversion scheme and the Issuance and Offering of
defects in its qualifications within the time period specified in paragraph two, the mutual fund management company shall request the SEC Office’s permission to change the mutual fund supervisor within 15
orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
: 1. Sales Revenue 1.1 Sales revenue for the 3-months period ended 31 October 2019 For the 3-months period ended 31 October 2019, INGRS registered sales revenue of Baht 695.34 million, a decrease by