Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities
Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified)
Re: Rules for Approval of Foreign Company to Offer for Sale of Newly Issued Debt Securities in Thai Baht
investment in all kinds of capital market products. In this regard, advices on basic asset allocation for investors are also provided.Duangmon Chuengsatiansup, SEC Assistant Secretary-General, said the SEC
debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals; (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power
debt in sustaining the net capital**. Moreover, the proposed amendment included a review of the risk haircut rates used in calculating the net capital adequacy in alignment with the current conditions
Bangkok, February 14, 2013 ? The SEC encourages the public sector to raise funds and improve their operations via the capital market, with infrastructure funds, securitized bonds and scripless forms
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in