กรอบในการประเมินระดับความพร้อมรับมือภัยคุกคามไซเบอร์สำหรับผู้ประกอบธุรกิจ (Cyber Resilience Assessment Framework- "CRAF")
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
One of the SEC Strategic Plan’s goals is to build competitiveness by enabling a regulatory framework that supports standardized regulations. The regulatory guillotine scheme* under the Strategic Plan
categorized as securities brokerage, securities dealing, securities underwriting and mutual fund management, and allow such businesses to participate in the regulatory sandbox program, which has already
category of mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or undertaking of investment units All mutual
brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border
ACMF implements streamlined review framework for common prospectus.Kuala Lumpur, September 2, 2015, The ASEAN Capital Markets Forum (ACMF) announced today that the Securities Commission Malaysia (SC
Derivatives Dealing Commercial Bank Life Insurance Company Trustee under digital asset business Funding Portal บริษัทหลักทรัพย์นายหน้าซื้อขายหน่วยลงทุน Last Updated 31 March 2022 Last Reviewed 31 March 2022