Instagram "Investors await economic data" : Unlicensed securities and derivatives business (Disclosure Date : 25/08/2025)
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three...
(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 18/03/2024 - 26/03/2024
Mr. Phuchphong Nodthaisong, Deputy Permanent Secretary of Ministry of Digital Economy and Society (MDES), as acting Secretary General of Personal Data Protection Commission (PDPC), said: “The
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year
ฟังการบรรยาย เรื่อง การบริหารจัดการข้อมูลขนาดใหญ่ของ ก.ล.ต. เพื่อประโยชน์ในการพัฒนาข้อมูลตามหลักธรรมาภิบาลข้อมูล การบูรณาการข้อมูล และส่งเสริมการใช้งานข้อมูล Big Data สำหรับสนับสนุนภารกิจของ บวท
of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year