Contract That Is Not Subject to the Derivatives Act B.E. 2546 (2003) (No. 3)

Contract that is not subject to the Act, BE 2546 derivatives.

buy land without interest) Sale and Purchase contract ordinary shares agreed to as per condition payment as follows; • Baht 10,000,000 at Contract Date as Deposit which is considered as part of the

borrow to buy land without interest) Sale and Purchase contract ordinary shares agreed to as per condition payment as follows; • Baht 10,000,000 at Contract Date as Deposit which is considered as part of

securities and derivatives contract for the derivatives broker’s proprietary account may affect its financial condition. Therefore, it is deemed appropriate to issue this Notification to determine rules for

Commission Remark: The reason for issuing this Notification is that the trading of securities and derivatives contract for the derivatives broker’s proprietary account may affect its financial condition

undertake derivatives business in the category of derivatives broker; “derivatives contract” means a derivatives contract under Section 3 of the Derivatives Act B.E. 2546 (2003) having securities, gold, crude

maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company , as lessee, would be able to terminate the contract before the

maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company, as lessee, would be able to terminate the contract before the

has been waived by the SEC Office; 2. financial lease contract which a securities company, as lessee, would be able to terminate the contract before the maturity date without the condition to buy leased