bring the accused to trial. SEC Act S.90 and Section 16 of DV Act Criminal Complaint Filed with an Inquiry Official Dated 05/09/2018

Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective

trial); (3) procure an efficient market surveillance system which shall include at least the following requirements: (a) an information recording system that provides accurate and up-to-date unique

, Ratchanee and Krisda. At present, Apichart and Krisda escaped and arrest warrants were issued to bring them to trial.

prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial. SEC Act S.314 in conjunction with 307 311 312

.  _______________________Remark: * Key means a cryptographic key or any other data that must be kept confidential in order to be used for approval of transfers or transactions related to digital assets in digital wallets. 

application for change of information in Company Account to the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation

prosecutor, and a trial by the court of justice, respectively. The SEC will monitor the progress of the case and cooperate fully with relevant agencies to support law enforcement under the Securities and