application for change of information in Company Account to the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the
companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the
neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation
will monitor the progress of the ongoing legal proceedings and collaborate fully with relevant agencies in subsequent processes after the filing of the criminal complaint to support law enforcement
legal proceedings and collaborate fully with relevant authorities in subsequent processes after the filing of the criminal complaint to support law enforcement under the Emergency Decree on Digital Asset
discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and collaborate fully with relevant authorities in subsequent processes
confidence in fundraising and investment, aiming to make the capital market a fundamental mechanism for sustainable economic growth. We will collaborate with the AIMC, which plays a key role in promoting
imprisonment and fines. If such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action. In case of finding solicitation or being solicited for investment
pursued, which may lead to imprisonment and fines. If such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action.The public and investors are strongly
imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings